liz - 06/16/2022 Page : 1 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 1 701641 REPI JOINT REPO ACCOUNT - BONY USD US Default Ind no akm 06/16/22 13:51:36 Issue Prc 100 akm 06/16/22 13:51:36 Accrual mthd 2 akm 06/16/22 13:51:35 Coupon 1.429988 akm 06/16/22 13:51:35 Currency USD akm 06/16/22 13:51:35 Expiration Date 06/17/22 akm 06/16/22 13:51:35 Option Style A akm 06/16/22 13:51:35 Par val 1000 akm 06/16/22 13:51:35 Primary Exchange OTC akm 06/16/22 13:51:35 Sec type REPI akm 06/16/22 13:51:35 Trading Flat no akm 06/16/22 13:51:35 Unit Price Indicator no akm 06/16/22 13:51:35 Port Sym 061622JR1 akm 06/16/22 13:51:35 2 1202265 OEMF DELAWARE HEALTHCARE FUND USD US Price Factor 1 v7d 06/16/22 12:38:20 Price Factor 1 v7d 06/16/22 12:38:12 3 1202266 OEMF ALLSPRING DIVERSIFIED INCOME BUILDER FUND USD US Price Factor 1 v7d 06/16/22 12:39:02 Price Factor 1 v7d 06/16/22 12:38:49 4 1202315 CDO NEUBERGER BERMAN CLO XVI-S LTD USD KY Price Factor 1 rra 06/16/22 12:49:28 Price Factor 1 rra 06/16/22 12:49:18 5 1202318 BA ROYAL BANK OF CANADA CAD CA Price Factor 1 v7d 06/16/22 12:16:51 Price Factor 1 v7d 06/16/22 12:16:41 6 1202323 MUNI PHOENIX AZ CIVIC IMPT CORP ARPT REVENUE USD US Accrual mthd 1 liz 06/16/22 12:10:36 Coupon 5 liz 06/16/22 12:10:36 CUSIP 71883MPB4 liz 06/16/22 12:10:36 Default Ind no liz 06/16/22 12:10:36 ISIN US71883MPB45 liz 06/16/22 12:10:36 liz - 06/16/2022 Page : 2 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency USD liz 06/16/22 12:10:36 Issue Prc 120.377 liz 06/16/22 12:10:36 Expiration Date 07/01/49 liz 06/16/22 12:10:36 Option Style A liz 06/16/22 12:10:36 Par val 1000 liz 06/16/22 12:10:36 Price Factor 1 liz 06/16/22 12:10:36 Price Factor 1 liz 06/16/22 12:10:36 Primary Exchange OTC liz 06/16/22 12:10:36 Sec type MUNI liz 06/16/22 12:10:36 SEDOL BKP7H82 liz 06/16/22 12:10:36 Trading Flat no liz 06/16/22 12:10:36 Unit Price Indicator no liz 06/16/22 12:10:36 Port Sym 71883MPB4 liz 06/16/22 12:10:36 7 1202330 EOPP VONAGE HOLDINGS CORP USD US Price Factor 1 v7d 06/16/22 14:19:19 Price Factor 1 v7d 06/16/22 14:18:44 Conv Rate 1 liz 06/16/22 12:15:32 Hedge Curr USD liz 06/16/22 12:15:32 Currency USD liz 06/16/22 12:15:32 Expiration Date 07/15/22 liz 06/16/22 12:15:32 Market Ticker VG 220715P00015000 liz 06/16/22 12:15:32 Option Style A liz 06/16/22 12:15:32 Par val 100 liz 06/16/22 12:15:32 Primary Exchange ARC liz 06/16/22 12:15:32 Sec type EOPP liz 06/16/22 12:15:32 Strike Price 15 liz 06/16/22 12:15:32 Trading Flat no liz 06/16/22 12:15:32 Unit Price Indicator no liz 06/16/22 12:15:32 Port Sym DDD1202330 liz 06/16/22 12:15:32 8 1202331 ETFC ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF USD US Price Factor 1 v7d 06/16/22 14:27:04 Price Factor 1 v7d 06/16/22 14:21:20 liz - 06/16/2022 Page : 3 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Conv Rate 1 liz 06/16/22 12:15:37 Hedge Curr USD liz 06/16/22 12:15:37 Currency USD liz 06/16/22 12:15:37 Expiration Date 06/17/22 liz 06/16/22 12:15:37 Market Ticker HYG 220617C00076000 liz 06/16/22 12:15:37 Option Style A liz 06/16/22 12:15:37 Par val 100 liz 06/16/22 12:15:37 Primary Exchange ASE liz 06/16/22 12:15:37 Sec type ETFC liz 06/16/22 12:15:37 Strike Price 76 liz 06/16/22 12:15:37 Trading Flat no liz 06/16/22 12:15:37 Unit Price Indicator no liz 06/16/22 12:15:37 Port Sym DDD1202331 liz 06/16/22 12:15:37 9 1202332 ETFC INVESCO QQQ TRUST SERIES 1 USD US Price Factor 1 v7d 06/16/22 14:30:24 Price Factor 1 v7d 06/16/22 14:29:50 Conv Rate 1 liz 06/16/22 12:15:38 Hedge Curr USD liz 06/16/22 12:15:38 Currency USD liz 06/16/22 12:15:38 Expiration Date 12/16/22 liz 06/16/22 12:15:38 Market Ticker QQQ 221216C00310000 liz 06/16/22 12:15:38 Option Style A liz 06/16/22 12:15:38 Par val 100 liz 06/16/22 12:15:38 Primary Exchange ASE liz 06/16/22 12:15:38 Sec type ETFC liz 06/16/22 12:15:38 Strike Price 310 liz 06/16/22 12:15:38 Trading Flat no liz 06/16/22 12:15:38 Unit Price Indicator no liz 06/16/22 12:15:38 Port Sym DDD1202332 liz 06/16/22 12:15:38 10 1202333 EOPC TESLA INC USD US Price Factor 1 v7d 06/16/22 14:32:55 Price Factor 1 v7d 06/16/22 14:32:17 liz - 06/16/2022 Page : 4 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Conv Rate 1 liz 06/16/22 12:19:45 Hedge Curr USD liz 06/16/22 12:19:45 Currency USD liz 06/16/22 12:19:45 Expiration Date 09/16/22 liz 06/16/22 12:19:45 Market Ticker TSLA 220916C00850000 liz 06/16/22 12:19:45 Option Style A liz 06/16/22 12:19:45 Par val 100 liz 06/16/22 12:19:45 Primary Exchange ASE liz 06/16/22 12:19:45 Sec type EOPC liz 06/16/22 12:19:45 Strike Price 850 liz 06/16/22 12:19:45 Trading Flat no liz 06/16/22 12:19:45 Unit Price Indicator no liz 06/16/22 12:19:45 Port Sym DDD1202333 liz 06/16/22 12:19:45 11 1202334 EOPC NVIDIA CORP USD US Price Factor 1 v7d 06/16/22 14:35:43 Price Factor 1 v7d 06/16/22 14:34:53 Conv Rate 1 liz 06/16/22 12:19:46 Hedge Curr USD liz 06/16/22 12:19:46 Currency USD liz 06/16/22 12:19:46 Expiration Date 09/16/22 liz 06/16/22 12:19:46 Market Ticker NVDA 220916C00250000 liz 06/16/22 12:19:46 Option Style A liz 06/16/22 12:19:46 Par val 100 liz 06/16/22 12:19:46 Primary Exchange ASE liz 06/16/22 12:19:46 Sec type EOPC liz 06/16/22 12:19:46 Strike Price 250 liz 06/16/22 12:19:46 Trading Flat no liz 06/16/22 12:19:46 Unit Price Indicator no liz 06/16/22 12:19:46 Port Sym DDD1202334 liz 06/16/22 12:19:46 12 1202335 EOPC NIKE INC USD US Price Factor 1 v7d 06/16/22 14:37:57 Price Factor 1 v7d 06/16/22 14:37:24 liz - 06/16/2022 Page : 5 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Conv Rate 1 liz 06/16/22 12:19:39 Hedge Curr USD liz 06/16/22 12:19:39 Currency USD liz 06/16/22 12:19:39 Expiration Date 09/16/22 liz 06/16/22 12:19:39 Market Ticker NKE 220916C00145000 liz 06/16/22 12:19:39 Option Style A liz 06/16/22 12:19:39 Par val 100 liz 06/16/22 12:19:39 Primary Exchange ASE liz 06/16/22 12:19:39 Sec type EOPC liz 06/16/22 12:19:39 Strike Price 145 liz 06/16/22 12:19:39 Trading Flat no liz 06/16/22 12:19:39 Unit Price Indicator no liz 06/16/22 12:19:39 Port Sym DDD1202335 liz 06/16/22 12:19:39 13 1202336 EOPC COSTCO WHOLESALE CORP USD US Price Factor 1 v7d 06/16/22 14:41:42 Price Factor 1 v7d 06/16/22 14:41:14 Conv Rate 1 liz 06/16/22 12:19:44 Hedge Curr USD liz 06/16/22 12:19:44 Currency USD liz 06/16/22 12:19:44 Expiration Date 10/21/22 liz 06/16/22 12:19:44 Market Ticker COST 221021C00500000 liz 06/16/22 12:19:44 Option Style A liz 06/16/22 12:19:44 Par val 100 liz 06/16/22 12:19:44 Primary Exchange ASE liz 06/16/22 12:19:44 Sec type EOPC liz 06/16/22 12:19:44 Strike Price 500 liz 06/16/22 12:19:44 Trading Flat no liz 06/16/22 12:19:44 Unit Price Indicator no liz 06/16/22 12:19:44 Port Sym DDD1202336 liz 06/16/22 12:19:44 14 1202337 EOPC LAM RESEARCH CORP USD US Price Factor 1 v7d 06/16/22 14:44:52 Price Factor 1 v7d 06/16/22 14:43:54 liz - 06/16/2022 Page : 6 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Conv Rate 1 liz 06/16/22 12:19:47 Hedge Curr USD liz 06/16/22 12:19:47 Currency USD liz 06/16/22 12:19:47 Expiration Date 09/16/22 liz 06/16/22 12:19:47 Market Ticker LRCX 220916C00650000 liz 06/16/22 12:19:47 Option Style A liz 06/16/22 12:19:47 Par val 100 liz 06/16/22 12:19:47 Primary Exchange ASE liz 06/16/22 12:19:47 Sec type EOPC liz 06/16/22 12:19:47 Strike Price 650 liz 06/16/22 12:19:47 Trading Flat no liz 06/16/22 12:19:47 Unit Price Indicator no liz 06/16/22 12:19:47 Port Sym DDD1202337 liz 06/16/22 12:19:47 15 1202338 MUNI SANTA CRUZ CNTY CA CAPITAL FING AUTH REVENUE USD US Accrual mthd 1 liz 06/16/22 12:30:37 Coupon 4 liz 06/16/22 12:30:37 CUSIP 80182BAV9 liz 06/16/22 12:30:37 Default Ind no liz 06/16/22 12:30:37 ISIN US80182BAV99 liz 06/16/22 12:30:37 Currency USD liz 06/16/22 12:30:37 Issue Prc 97.5 liz 06/16/22 12:30:37 Expiration Date 06/01/42 liz 06/16/22 12:30:37 Option Style A liz 06/16/22 12:30:37 Par val 1000 liz 06/16/22 12:30:37 Price Factor 1 liz 06/16/22 12:30:37 Price Factor 1 liz 06/16/22 12:30:37 Primary Exchange OTC liz 06/16/22 12:30:37 Sec type MUNI liz 06/16/22 12:30:37 Trading Flat no liz 06/16/22 12:30:37 Unit Price Indicator no liz 06/16/22 12:30:37 Port Sym 80182BAV9 liz 06/16/22 12:30:37 liz - 06/16/2022 Page : 7 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 16 1202339 PROM PROM NOTE RCVBL ALICE ROOT 1997 REVOCABLE TRUST USD US Accrual mthd 1 liz 06/16/22 12:33:59 Default Ind no liz 06/16/22 12:33:59 Currency USD liz 06/16/22 12:33:59 Issue Prc 100 liz 06/16/22 12:33:59 Expiration Date 06/10/27 liz 06/16/22 12:33:59 Option Style A liz 06/16/22 12:33:59 Par val 1000 liz 06/16/22 12:33:59 Primary Exchange OTC liz 06/16/22 12:33:59 Sec type PROM liz 06/16/22 12:33:59 Trading Flat no liz 06/16/22 12:33:59 Unit Price Indicator no liz 06/16/22 12:33:59 Port Sym 99F010757 liz 06/16/22 12:33:59 17 1202340 EOPC SPOTIFY TECHNOLOGY SA USD US Price Factor 1 v7d 06/16/22 14:47:08 Price Factor 1 v7d 06/16/22 14:46:32 Conv Rate 1 liz 06/16/22 12:42:17 Hedge Curr USD liz 06/16/22 12:42:17 Currency USD liz 06/16/22 12:42:17 Expiration Date 10/21/22 liz 06/16/22 12:42:17 Market Ticker SPOT 221021C00140000 liz 06/16/22 12:42:17 Option Style A liz 06/16/22 12:42:17 Par val 100 liz 06/16/22 12:42:17 Primary Exchange ASE liz 06/16/22 12:42:17 Sec type EOPC liz 06/16/22 12:42:17 Strike Price 140 liz 06/16/22 12:42:17 Trading Flat no liz 06/16/22 12:42:17 Unit Price Indicator no liz 06/16/22 12:42:17 Port Sym DDD1202340 liz 06/16/22 12:42:17 18 1202341 DOPP US 10YR NOTE FUTURE USD US Price Factor 1 krt 06/16/22 13:03:24 Price Factor 1 krt 06/16/22 13:03:13 liz - 06/16/2022 Page : 8 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Conv Rate 1 liz 06/16/22 12:59:49 Hedge Curr USD liz 06/16/22 12:59:49 Currency USD liz 06/16/22 12:59:49 Expiration Date 06/24/22 liz 06/16/22 12:59:49 Market Ticker TYN2P 114 PIT liz 06/16/22 12:59:49 Option Style A liz 06/16/22 12:59:49 Par val 100000 liz 06/16/22 12:59:49 Primary Exchange CBT liz 06/16/22 12:59:49 Sec type DOPP liz 06/16/22 12:59:49 Strike Price 114 liz 06/16/22 12:59:49 Trading Flat no liz 06/16/22 12:59:49 Unit Price Indicator no liz 06/16/22 12:59:49 Port Sym DDD1202341 liz 06/16/22 12:59:49 19 1202342 DOPP US 10YR NOTE FUTURE USD US Price Factor 1 krt 06/16/22 15:33:10 Price Factor 1 krt 06/16/22 15:32:59 Conv Rate 1 liz 06/16/22 13:13:16 Hedge Curr USD liz 06/16/22 13:13:16 Currency USD liz 06/16/22 13:13:16 Expiration Date 06/24/22 liz 06/16/22 13:13:16 Market Ticker TYN2P 111.5 PIT liz 06/16/22 13:13:16 Option Style A liz 06/16/22 13:13:16 Par val 100000 liz 06/16/22 13:13:16 Primary Exchange CBT liz 06/16/22 13:13:16 Sec type DOPP liz 06/16/22 13:13:16 Strike Price 111.5 liz 06/16/22 13:13:16 Trading Flat no liz 06/16/22 13:13:16 Unit Price Indicator no liz 06/16/22 13:13:16 Port Sym DDD1202342 liz 06/16/22 13:13:16 20 1202343 DOPC US 10YR NOTE FUTURE USD US Conv Rate 1 liz 06/16/22 13:05:31 Hedge Curr USD liz 06/16/22 13:05:31 liz - 06/16/2022 Page : 9 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency USD liz 06/16/22 13:05:31 Expiration Date 06/24/22 liz 06/16/22 13:05:31 Market Ticker TYN2C 115 PIT liz 06/16/22 13:05:31 Option Style A liz 06/16/22 13:05:31 Par val 100000 liz 06/16/22 13:05:31 Primary Exchange CBT liz 06/16/22 13:05:31 Sec type DOPC liz 06/16/22 13:05:31 Strike Price 115 liz 06/16/22 13:05:31 Trading Flat no liz 06/16/22 13:05:31 Unit Price Indicator no liz 06/16/22 13:05:31 Port Sym DDD1202343 liz 06/16/22 13:05:31 21 1202344 DOPP US 10YR NOTE FUTURE USD US Conv Rate 1 liz 06/16/22 13:11:14 Hedge Curr USD liz 06/16/22 13:11:14 Currency USD liz 06/16/22 13:11:14 Expiration Date 06/24/22 liz 06/16/22 13:11:14 Market Ticker TYN2P 116 PIT liz 06/16/22 13:11:14 Option Style A liz 06/16/22 13:11:14 Par val 100000 liz 06/16/22 13:11:14 Primary Exchange CBT liz 06/16/22 13:11:14 Sec type DOPP liz 06/16/22 13:11:14 Strike Price 116 liz 06/16/22 13:11:14 Trading Flat no liz 06/16/22 13:11:14 Unit Price Indicator no liz 06/16/22 13:11:14 Port Sym DDD1202344 liz 06/16/22 13:11:14 22 1202345 AGIF FEDERAL HOME LOAN BANKS USD US Accrual mthd 2 liz 06/16/22 13:04:06 Coupon .71 liz 06/16/22 13:04:06 CUSIP 3130ASHD4 liz 06/16/22 13:04:06 Default Ind no liz 06/16/22 13:04:06 ISIN US3130ASHD43 liz 06/16/22 13:04:06 liz - 06/16/2022 Page : 10 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency USD liz 06/16/22 13:04:06 Issue Prc 100 liz 06/16/22 13:04:06 Expiration Date 09/16/22 liz 06/16/22 13:04:06 Market Ticker FHLB liz 06/16/22 13:04:06 Option Style A liz 06/16/22 13:04:06 Par val 1000 liz 06/16/22 13:04:06 Price Factor 1 liz 06/16/22 13:04:06 Price Factor 1 liz 06/16/22 13:04:06 Primary Exchange OTC liz 06/16/22 13:04:06 Sec type AGIF liz 06/16/22 13:04:06 Trading Flat no liz 06/16/22 13:04:06 Unit Price Indicator no liz 06/16/22 13:04:06 Port Sym 3130ASHD4 liz 06/16/22 13:04:06 23 1202346 CDO PALMER SQUARE CLO 2014-1 LTD USD KY Accrual mthd 2 liz 06/16/22 13:27:10 Coupon 2.17429 liz 06/16/22 13:27:10 CUSIP 69688XAS0 liz 06/16/22 13:27:10 Default Ind no liz 06/16/22 13:27:10 ISIN US69688XAS09 liz 06/16/22 13:27:10 Currency USD liz 06/16/22 13:27:10 Issue Prc 100 liz 06/16/22 13:27:10 Expiration Date 01/17/31 liz 06/16/22 13:27:10 Option Style A liz 06/16/22 13:27:10 Par val 1000 liz 06/16/22 13:27:10 Primary Exchange OTC liz 06/16/22 13:27:10 Sec type CDO liz 06/16/22 13:27:10 Trading Flat no liz 06/16/22 13:27:10 Unit Price Indicator no liz 06/16/22 13:27:10 Port Sym 69688XAS0 liz 06/16/22 13:27:10 24 1202347 DOPP US 10YR NOTE FUTURE USD US Conv Rate 1 liz 06/16/22 13:17:15 Hedge Curr USD liz 06/16/22 13:17:15 liz - 06/16/2022 Page : 11 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency USD liz 06/16/22 13:17:15 Expiration Date 06/24/22 liz 06/16/22 13:17:15 Market Ticker TYN2P 112 PIT liz 06/16/22 13:17:15 Option Style A liz 06/16/22 13:17:15 Par val 100000 liz 06/16/22 13:17:15 Primary Exchange CBT liz 06/16/22 13:17:15 Sec type DOPP liz 06/16/22 13:17:15 Strike Price 112 liz 06/16/22 13:17:15 Trading Flat no liz 06/16/22 13:17:15 Unit Price Indicator no liz 06/16/22 13:17:15 Port Sym DDD1202347 liz 06/16/22 13:17:15 25 1202348 REPI FEDERAL RESERVE BANK USD US Accrual mthd 2 liz 06/16/22 13:18:12 Coupon 1.55 liz 06/16/22 13:18:12 Default Ind no liz 06/16/22 13:18:12 Currency USD liz 06/16/22 13:18:12 Issue Prc 100 liz 06/16/22 13:18:12 Expiration Date 06/17/22 liz 06/16/22 13:18:12 Option Style A liz 06/16/22 13:18:12 Par val 1000 liz 06/16/22 13:18:12 Primary Exchange OTC liz 06/16/22 13:18:12 Sec type REPI liz 06/16/22 13:18:12 Trading Flat no liz 06/16/22 13:18:12 Unit Price Indicator no liz 06/16/22 13:18:12 Port Sym DDD1202348 liz 06/16/22 13:18:12 26 1202349 IDR DOW INC BRL US Price Factor 1 v7d 06/16/22 15:17:30 Price Factor 1 v7d 06/16/22 15:16:57 Conv Rate .25 liz 06/16/22 13:24:13 ISIN BRD1OWBDR005 liz 06/16/22 13:24:13 Currency BRL liz 06/16/22 13:24:13 liz - 06/16/2022 Page : 12 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Market Ticker D1OW34 liz 06/16/22 13:24:13 Option Style A liz 06/16/22 13:24:13 Par val 1 liz 06/16/22 13:24:13 Primary Exchange BVMF liz 06/16/22 13:24:13 Sec type IDR liz 06/16/22 13:24:13 SEDOL BMXZ6Q3 liz 06/16/22 13:24:13 Trading Flat no liz 06/16/22 13:24:13 Unit Price Indicator no liz 06/16/22 13:24:13 Port Sym BMXZ6Q3 liz 06/16/22 13:24:13 27 1202350 IDR MITSUBISHI UFJ FINANCIAL GROUP INC BRL JP Price Factor 1 v7d 06/16/22 15:19:02 Price Factor 1 v7d 06/16/22 15:18:49 Conv Rate 1 liz 06/16/22 13:26:27 CUSIP J44497162 liz 06/16/22 13:26:27 ISIN BRM1UFBDR006 liz 06/16/22 13:26:27 Currency BRL liz 06/16/22 13:26:27 Market Ticker M1UF34 liz 06/16/22 13:26:27 Option Style A liz 06/16/22 13:26:27 Par val 1 liz 06/16/22 13:26:27 Primary Exchange BVMF liz 06/16/22 13:26:27 Sec type IDR liz 06/16/22 13:26:27 SEDOL BN44YR3 liz 06/16/22 13:26:27 Trading Flat no liz 06/16/22 13:26:27 Unit Price Indicator no liz 06/16/22 13:26:27 Port Sym BN44YR3 liz 06/16/22 13:26:27 28 1202351 IDR MERCK & CO INC BRL US Price Factor 1 v7d 06/16/22 15:24:41 Price Factor 1 v7d 06/16/22 15:24:08 Conv Rate .125 liz 06/16/22 13:28:51 CUSIP U5888N102 liz 06/16/22 13:28:51 ISIN BRMRCKBDR003 liz 06/16/22 13:28:51 liz - 06/16/2022 Page : 13 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency BRL liz 06/16/22 13:28:51 Market Ticker MRCK34 liz 06/16/22 13:28:51 Option Style A liz 06/16/22 13:28:51 Par val 1 liz 06/16/22 13:28:51 Primary Exchange BVMF liz 06/16/22 13:28:51 Sec type IDR liz 06/16/22 13:28:51 SEDOL B4LFJF9 liz 06/16/22 13:28:51 Trading Flat no liz 06/16/22 13:28:51 Unit Price Indicator no liz 06/16/22 13:28:51 Port Sym B4LFJF9 liz 06/16/22 13:28:51 29 1202352 IDR NORTHROP GRUMMAN CORP BRL US Price Factor 1 v7d 06/16/22 15:26:13 Price Factor 1 v7d 06/16/22 15:26:03 Conv Rate .2 liz 06/16/22 13:28:02 ISIN BRNOCGBDR006 liz 06/16/22 13:28:02 Currency BRL liz 06/16/22 13:28:02 Market Ticker NOCG34 liz 06/16/22 13:28:02 Option Style A liz 06/16/22 13:28:02 Par val 1 liz 06/16/22 13:28:02 Primary Exchange BVMF liz 06/16/22 13:28:02 Sec type IDR liz 06/16/22 13:28:02 SEDOL BK0RYZ3 liz 06/16/22 13:28:02 Trading Flat no liz 06/16/22 13:28:02 Unit Price Indicator no liz 06/16/22 13:28:02 Port Sym BK0RYZ3 liz 06/16/22 13:28:02 30 1202353 IDR MCKESSON CORP BRL US Price Factor 1 v7d 06/16/22 15:27:07 Price Factor 1 v7d 06/16/22 15:26:42 Conv Rate .25 liz 06/16/22 13:32:45 ISIN BRM1CKBDR004 liz 06/16/22 13:32:45 Currency BRL liz 06/16/22 13:32:45 liz - 06/16/2022 Page : 14 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Market Ticker M1CK34 liz 06/16/22 13:32:45 Option Style A liz 06/16/22 13:32:45 Par val 1 liz 06/16/22 13:32:45 Primary Exchange BVMF liz 06/16/22 13:32:45 Sec type IDR liz 06/16/22 13:32:45 SEDOL BL71RJ0 liz 06/16/22 13:32:45 Trading Flat no liz 06/16/22 13:32:45 Unit Price Indicator no liz 06/16/22 13:32:45 Port Sym BL71RJ0 liz 06/16/22 13:32:45 31 1202354 IDR NUCOR CORP BRL US Price Factor 1 v7d 06/16/22 15:28:40 Price Factor 1 v7d 06/16/22 15:28:10 Conv Rate 1 liz 06/16/22 13:30:03 ISIN BRN1UEBDR008 liz 06/16/22 13:30:03 Currency BRL liz 06/16/22 13:30:03 Market Ticker N1UE34 liz 06/16/22 13:30:03 Option Style A liz 06/16/22 13:30:03 Par val 1 liz 06/16/22 13:30:03 Primary Exchange BVMF liz 06/16/22 13:30:03 Sec type IDR liz 06/16/22 13:30:03 SEDOL BK92619 liz 06/16/22 13:30:03 Trading Flat no liz 06/16/22 13:30:03 Unit Price Indicator no liz 06/16/22 13:30:03 Port Sym BK92619 liz 06/16/22 13:30:03 32 1202355 IDR SEMPRA ENERGY BRL US Price Factor 1 v7d 06/16/22 15:29:45 Price Factor 1 v7d 06/16/22 15:29:20 Conv Rate .25 liz 06/16/22 13:30:55 ISIN BRS1REBDR009 liz 06/16/22 13:30:55 Currency BRL liz 06/16/22 13:30:55 Market Ticker S1RE34 liz 06/16/22 13:30:55 liz - 06/16/2022 Page : 15 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Option Style A liz 06/16/22 13:30:55 Par val 1 liz 06/16/22 13:30:55 Primary Exchange BVMF liz 06/16/22 13:30:55 Sec type IDR liz 06/16/22 13:30:55 SEDOL BL71V32 liz 06/16/22 13:30:55 Trading Flat no liz 06/16/22 13:30:55 Unit Price Indicator no liz 06/16/22 13:30:55 Port Sym BL71V32 liz 06/16/22 13:30:55 33 1202356 IDR PUBLIC STORAGE BRL US Price Factor 1 v7d 06/16/22 15:31:12 Price Factor 1 v7d 06/16/22 15:30:07 Conv Rate .2 liz 06/16/22 13:31:55 ISIN BRP1SABDR008 liz 06/16/22 13:31:55 Currency BRL liz 06/16/22 13:31:55 Market Ticker P1SA34 liz 06/16/22 13:31:55 Option Style A liz 06/16/22 13:31:55 Par val 1 liz 06/16/22 13:31:55 Primary Exchange BVMF liz 06/16/22 13:31:55 Sec type IDR liz 06/16/22 13:31:55 SEDOL BL71R45 liz 06/16/22 13:31:55 Trading Flat no liz 06/16/22 13:31:55 Unit Price Indicator no liz 06/16/22 13:31:55 Port Sym BL71R45 liz 06/16/22 13:31:55 34 1202357 IDR PIONEER NATURAL RESOURCES CO BRL US Price Factor 1 v7d 06/16/22 15:32:16 Price Factor 1 v7d 06/16/22 15:31:40 Conv Rate .25 liz 06/16/22 13:33:35 ISIN BRP1IOBDR000 liz 06/16/22 13:33:35 Currency BRL liz 06/16/22 13:33:35 Market Ticker P1IO34 liz 06/16/22 13:33:35 Option Style A liz 06/16/22 13:33:35 liz - 06/16/2022 Page : 16 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Par val 1 liz 06/16/22 13:33:35 Primary Exchange BVMF liz 06/16/22 13:33:35 Sec type IDR liz 06/16/22 13:33:35 SEDOL BL71R56 liz 06/16/22 13:33:35 Trading Flat no liz 06/16/22 13:33:35 Unit Price Indicator no liz 06/16/22 13:33:35 Port Sym BL71R56 liz 06/16/22 13:33:35 35 1202358 TD NATIONAL BANK OF CANADA USD CA Accrual mthd 2 liz 06/16/22 13:47:12 Coupon 1.56 liz 06/16/22 13:47:12 Default Ind no liz 06/16/22 13:47:12 Currency USD liz 06/16/22 13:47:12 Issue Prc 100 liz 06/16/22 13:47:12 Expiration Date 06/17/22 liz 06/16/22 13:47:12 Option Style A liz 06/16/22 13:47:12 Par val 1000 liz 06/16/22 13:47:12 Price Factor 1 liz 06/16/22 13:47:12 Primary Exchange OTC liz 06/16/22 13:47:12 Sec type TD liz 06/16/22 13:47:12 Trading Flat no liz 06/16/22 13:47:12 Unit Price Indicator no liz 06/16/22 13:47:12 Port Sym DDD1202358 liz 06/16/22 13:47:12 36 1202359 TD TORONTO-DOMINION BANK/THE USD CA Accrual mthd 2 liz 06/16/22 13:47:05 Coupon 1.56 liz 06/16/22 13:47:05 Default Ind no liz 06/16/22 13:47:05 Currency USD liz 06/16/22 13:47:05 Issue Prc 100 liz 06/16/22 13:47:05 Expiration Date 06/17/22 liz 06/16/22 13:47:05 Option Style A liz 06/16/22 13:47:05 Par val 1000 liz 06/16/22 13:47:05 liz - 06/16/2022 Page : 17 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Price Factor 1 liz 06/16/22 13:47:05 Primary Exchange OTC liz 06/16/22 13:47:05 Sec type TD liz 06/16/22 13:47:05 Trading Flat no liz 06/16/22 13:47:05 Unit Price Indicator no liz 06/16/22 13:47:05 Port Sym DDD1202359 liz 06/16/22 13:47:05 37 1202360 TD NATIONAL AUSTRALIA BANK LTD USD AU Accrual mthd 2 liz 06/16/22 13:47:09 Coupon 1.53 liz 06/16/22 13:47:09 Default Ind no liz 06/16/22 13:47:09 Currency USD liz 06/16/22 13:47:09 Issue Prc 100 liz 06/16/22 13:47:09 Expiration Date 06/17/22 liz 06/16/22 13:47:09 Option Style A liz 06/16/22 13:47:09 Par val 1000 liz 06/16/22 13:47:09 Price Factor 1 liz 06/16/22 13:47:09 Primary Exchange OTC liz 06/16/22 13:47:09 Sec type TD liz 06/16/22 13:47:09 Trading Flat no liz 06/16/22 13:47:09 Unit Price Indicator no liz 06/16/22 13:47:09 Port Sym DDD1202360 liz 06/16/22 13:47:09 38 1202361 TD CREDIT AGRICOLE CORPORATE & INVESTMENT BANK SA/U USD FR Accrual mthd 2 liz 06/16/22 14:06:57 Coupon 1.56 liz 06/16/22 14:06:57 Default Ind no liz 06/16/22 14:06:57 Currency USD liz 06/16/22 14:06:57 Issue Prc 100 liz 06/16/22 14:06:57 Expiration Date 06/17/22 liz 06/16/22 14:06:57 Option Style A liz 06/16/22 14:06:57 Par val 1000 liz 06/16/22 14:06:57 Price Factor 1 liz 06/16/22 14:06:57 liz - 06/16/2022 Page : 18 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Primary Exchange OTC liz 06/16/22 14:06:57 Sec type TD liz 06/16/22 14:06:57 Trading Flat no liz 06/16/22 14:06:57 Unit Price Indicator no liz 06/16/22 14:06:57 Port Sym DDD1202361 liz 06/16/22 14:06:57 39 1202362 TD ROYAL BANK OF CANADA USD CA Accrual mthd 2 liz 06/16/22 13:47:11 Coupon 1.56 liz 06/16/22 13:47:11 Default Ind no liz 06/16/22 13:47:11 Currency USD liz 06/16/22 13:47:11 Issue Prc 100 liz 06/16/22 13:47:11 Expiration Date 06/17/22 liz 06/16/22 13:47:11 Option Style A liz 06/16/22 13:47:11 Par val 1000 liz 06/16/22 13:47:11 Price Factor 1 liz 06/16/22 13:47:11 Primary Exchange OTC liz 06/16/22 13:47:11 Sec type TD liz 06/16/22 13:47:11 Trading Flat no liz 06/16/22 13:47:11 Unit Price Indicator no liz 06/16/22 13:47:11 Port Sym DDD1202362 liz 06/16/22 13:47:11 40 1202363 GNMA GOVT NATL MORTG ASSN USD US Accrual mthd 1 liz 06/16/22 13:54:10 Coupon 3.5 liz 06/16/22 13:54:10 CUSIP 36179W2W7 liz 06/16/22 13:54:10 Default Ind no liz 06/16/22 13:54:10 ISIN US36179W2W70 liz 06/16/22 13:54:10 Currency USD liz 06/16/22 13:54:10 Issue Prc 100 liz 06/16/22 13:54:10 Expiration Date 04/20/2052 liz 06/16/22 13:54:10 Option Style A liz 06/16/22 13:54:10 Par val 1000 liz 06/16/22 13:54:10 liz - 06/16/2022 Page : 19 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Price Factor 1 liz 06/16/22 13:54:10 Price Factor 1 liz 06/16/22 13:54:10 Primary Exchange OTC liz 06/16/22 13:54:10 Sec type GNMA liz 06/16/22 13:54:10 Trading Flat no liz 06/16/22 13:54:10 Unit Price Indicator no liz 06/16/22 13:54:10 Port Sym 36179W2W7 liz 06/16/22 13:54:10 41 1202365 AGCP FEDERAL HOME LOAN BANKS USD US Accrual mthd 1 liz 06/16/22 14:49:51 Coupon 2.25 liz 06/16/22 14:49:51 CUSIP 3130ASAP4 liz 06/16/22 14:49:51 Default Ind no liz 06/16/22 14:49:51 ISIN US3130ASAP46 liz 06/16/22 14:49:51 Currency USD liz 06/16/22 14:49:51 Issue Prc 100 liz 06/16/22 14:49:51 Expiration Date 06/16/23 liz 06/16/22 14:49:51 Market Ticker FHLB liz 06/16/22 14:49:51 Option Style A liz 06/16/22 14:49:51 Par val 1000 liz 06/16/22 14:49:51 Price Factor 1 liz 06/16/22 14:49:51 Price Factor 1 liz 06/16/22 14:49:51 Primary Exchange OTC liz 06/16/22 14:49:51 Sec type AGCP liz 06/16/22 14:49:51 Trading Flat no liz 06/16/22 14:49:51 Unit Price Indicator no liz 06/16/22 14:49:51 Port Sym 3130ASAP4 liz 06/16/22 14:49:51 42 1202366 AGCD FREDDIE MAC DISCOUNT NOTES USD US Accrual mthd 2 liz 06/16/22 14:49:22 CUSIP 313397E72 liz 06/16/22 14:49:22 Default Ind no liz 06/16/22 14:49:22 ISIN US313397E720 liz 06/16/22 14:49:22 liz - 06/16/2022 Page : 20 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ Currency USD liz 06/16/22 14:49:22 Issue Prc 99.99 liz 06/16/22 14:49:22 Expiration Date 09/06/22 liz 06/16/22 14:49:22 Market Ticker FREDN liz 06/16/22 14:49:22 Option Style A liz 06/16/22 14:49:22 Par val 1000 liz 06/16/22 14:49:22 Price Factor 1 liz 06/16/22 14:49:22 Price Factor 1 liz 06/16/22 14:49:22 Primary Exchange OTC liz 06/16/22 14:49:22 Sec type AGCD liz 06/16/22 14:49:22 Trading Flat no liz 06/16/22 14:49:22 Unit Price Indicator no liz 06/16/22 14:49:22 Port Sym 313397E72 liz 06/16/22 14:49:22 43 1202367 BA BANK OF MONTREAL CAD CA Accrual mthd 3 liz 06/16/22 15:14:55 CUSIP 337942VS2 liz 06/16/22 15:14:55 Default Ind no liz 06/16/22 15:14:55 ISIN CA337942VS28 liz 06/16/22 15:14:55 Currency CAD liz 06/16/22 15:14:55 Issue Prc 99.99 liz 06/16/22 15:14:55 Expiration Date 08/25/22 liz 06/16/22 15:14:55 Option Style A liz 06/16/22 15:14:55 Par val 1000 liz 06/16/22 15:14:55 Primary Exchange OTC liz 06/16/22 15:14:55 Sec type BA liz 06/16/22 15:14:55 Trading Flat no liz 06/16/22 15:14:55 Unit Price Indicator no liz 06/16/22 15:14:55 Port Sym DDD1202367 liz 06/16/22 15:14:55 44 701608 E CDX CDX.NA.HY.31 12/20/2023 15-25% TRANCHE USD US Price Factor 1 krt 06/16/22 12:30:15 Price Factor 1 krt 06/16/22 12:30:03 liz - 06/16/2022 Page : 21 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 45 928514 E MPL LENDING CLUB 4991 USD US Coupon 15.417538 15.418032 liz 06/16/22 15:18:29 46 934895 E MPL LENDING CLUB 4472 USD US Coupon 14.81027 14.809528 liz 06/16/22 15:18:31 Expiration Date 04/15/24 04/14/24 liz 06/16/22 15:18:31 47 977712 E MPL LENDING CLUB 4002 USD US Coupon 15.251106 15.249613 liz 06/16/22 15:18:37 48 982888 E MPL UPGRADE 4991 USD US Coupon 26.458537 26.456531 liz 06/16/22 15:17:30 Expiration Date 03/12/24 03/18/24 liz 06/16/22 15:17:30 49 982906 E MPL UPGRADE 4194 USD US Coupon 27.235817 27.238185 liz 06/16/22 15:18:10 Expiration Date 04/07/24 04/10/24 liz 06/16/22 15:18:10 50 982909 E MPL UPGRADE 4460 USD US Coupon 26.362489 26.368021 liz 06/16/22 15:17:56 Expiration Date 03/07/24 03/06/24 liz 06/16/22 15:17:56 51 1020309 E MPL LENDING CLUB LCX 4991 USD US Coupon 14.274742 14.287945 liz 06/16/22 15:18:45 Expiration Date 07/02/24 07/04/24 liz 06/16/22 15:18:45 52 1020313 E MPL LENDING CLUB LCX 4472 USD US Coupon 11.925384 11.942676 liz 06/16/22 15:17:50 Expiration Date 12/16/23 12/17/23 liz 06/16/22 15:17:50 53 1020320 E MPL LENDING CLUB LCX 4002 USD US Coupon 17.681461 17.545345 liz 06/16/22 15:17:37 Expiration Date 06/26/23 07/01/23 liz 06/16/22 15:17:37 54 1020326 E MPL LENDING CLUB LCX 4194 USD US Coupon 12.934061 12.940574 liz 06/16/22 15:17:48 Expiration Date 03/19/24 03/18/24 liz 06/16/22 15:17:48 55 1020327 E MPL LENDING CLUB LCX 4460 USD US Coupon 12.452295 12.458903 liz 06/16/22 15:18:47 56 1033763 E MPL LENDING CLUB LCX 4884 USD US Coupon 14.630768 14.650137 liz 06/16/22 15:17:46 Expiration Date 04/29/24 05/01/24 liz 06/16/22 15:17:46 liz - 06/16/2022 Page : 22 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 57 1041184 E MUNI METROPOLITAN WTR DIST SOUTHN CALIF WTRWKS REV USD US SEDOL BKDM1X2 liz 06/16/22 14:42:19 58 1074848 E CATB ALAMO RE II PTE LTD USD SG Coupon 7.193689 7.096476 liz 06/16/22 14:10:16 59 1087229 E MUNI GEISINGER PA AUTH HLTH SYS REVENUE USD US Coupon 1.911 2.139 liz 06/16/22 13:25:20 60 1090186 E MPL LENDING CLUB LCXPM 4991 USD US Coupon 21.810756 21.809847 liz 06/16/22 15:17:35 Expiration Date 12/06/26 12/05/26 liz 06/16/22 15:17:35 61 1090190 E MPL LENDING CLUB LCXPM 4472 USD US Coupon 19.334506 19.334943 liz 06/16/22 15:17:44 62 1090191 E MPL LENDING CLUB LCXPM 4002 USD US Coupon 20.362124 20.351743 liz 06/16/22 15:18:26 63 1090195 E MPL LENDING CLUB LCXPM 4460 USD US Coupon 18.303018 18.278691 liz 06/16/22 15:17:39 Expiration Date 01/26/26 01/24/26 liz 06/16/22 15:17:39 64 1090196 E MPL LENDING CLUB LCXPM 4194 USD US Coupon 15.106413 15.104226 liz 06/16/22 15:18:01 65 1090197 E MPL LENDING CLUB LCXPM 4884 USD US Coupon 16.573826 16.570523 liz 06/16/22 15:18:35 Expiration Date 04/14/25 04/13/25 liz 06/16/22 15:18:35 66 1106307 E MPL SQUARE CAPITAL 4991 USD US Expiration Date 09/02/23 09/03/23 liz 06/16/22 15:18:43 67 1125981 E CATB EASTON RE PTE LTD USD SG Coupon 5.751588 5.62881 liz 06/16/22 14:10:37 68 1133691 E MPL FREEDOM FINANCIAL 4460 USD US Coupon 16.937305 16.940866 liz 06/16/22 15:17:51 Expiration Date 03/28/26 03/29/26 liz 06/16/22 15:17:51 69 1144918 E MPL UPSTART 4460 USD US Coupon 20.997514 20.998735 liz 06/16/22 15:18:07 Expiration Date 07/21/26 07/22/26 liz 06/16/22 15:18:07 70 1148606 E MPL FREEDOM FINANCIAL 4991 USD US Coupon 16.052069 16.052788 liz 06/16/22 15:17:42 liz - 06/16/2022 Page : 23 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 71 1148607 E MPL FREEDOM FINANCIAL 4194 USD US Coupon 16.416268 16.403976 liz 06/16/22 15:18:14 Expiration Date 08/25/26 08/26/26 liz 06/16/22 15:18:14 72 1148608 E MPL FREEDOM FINANCIAL 4884 USD US Coupon 14.596868 14.598954 liz 06/16/22 15:17:58 73 1148610 E MPL FREEDOM FINANCIAL 4472 USD US Coupon 15.69631 15.698421 liz 06/16/22 15:18:22 74 1148615 E MPL FREEDOM FINANCIAL 4002 USD US Coupon 16.009325 16.00355 liz 06/16/22 15:18:20 75 1153023 E MPL PROSPER GUIDED SELECT PROGRAM 4194 USD US Coupon 15.582813 15.584244 liz 06/16/22 15:18:12 76 1155861 E MPL PROSPER GUIDED SELECT PROGRAM 4991 USD US Coupon 15.514005 15.514349 liz 06/16/22 15:18:41 Expiration Date 04/13/26 04/12/26 liz 06/16/22 15:18:41 77 1155862 E MPL PROSPER GUIDED SELECT PROGRAM 4472 USD US Coupon 15.438184 15.437923 liz 06/16/22 15:18:39 78 1155863 E MPL PROSPER GUIDED SELECT PROGRAM 4002 USD US Coupon 15.55621 15.580978 liz 06/16/22 15:18:03 Expiration Date 03/05/26 03/03/26 liz 06/16/22 15:18:03 79 1155867 E MPL PROSPER GUIDED SELECT PROGRAM 4460 USD US Coupon 15.511569 15.516654 liz 06/16/22 15:18:06 Expiration Date 01/22/26 01/21/26 liz 06/16/22 15:18:06 80 1155868 E MPL PROSPER GUIDED SELECT PROGRAM 4884 USD US Coupon 15.180331 15.181798 liz 06/16/22 15:18:16 81 1160009 E MPL UPGRADE 4194 USD US Coupon 25.68571 25.682824 liz 06/16/22 15:18:18 82 1160010 E MPL UPGRADE 4991 USD US Coupon 24.026845 23.965436 liz 06/16/22 15:17:54 83 1160012 E MPL UPGRADE 4472 USD US Coupon 25.923351 25.933335 liz 06/16/22 15:17:34 84 1160013 E MPL UPGRADE 4002 USD US Coupon 25.901578 25.900455 liz 06/16/22 15:17:38 85 1160014 E MPL UPGRADE 4460 USD US Coupon 23.501769 23.503313 liz 06/16/22 15:18:50 liz - 06/16/2022 Page : 24 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 86 1160015 E MPL UPGRADE 4884 USD US Coupon 26.403052 26.425221 liz 06/16/22 15:18:00 Expiration Date 02/02/25 02/03/25 liz 06/16/22 15:18:00 87 1160280 E MPL SQUARE CAPITAL 4194 USD US Expiration Date 09/16/23 09/17/23 liz 06/16/22 15:18:27 88 1160281 E MPL SQUARE CAPITAL 4460 USD US Expiration Date 09/19/23 09/20/23 liz 06/16/22 15:17:41 89 1160433 E MPL UPSTART 4991 USD US Coupon 19.20034 19.197449 liz 06/16/22 15:18:49 90 1160434 E MPL UPSTART 4472 USD US Coupon 19.497098 19.492294 liz 06/16/22 15:18:51 91 1160436 E MPL UPSTART 4002 USD US Coupon 19.56592 19.566431 liz 06/16/22 15:17:31 92 1160437 E MPL UPSTART 4194 USD US Coupon 19.50415 19.505259 liz 06/16/22 15:18:33 93 1160438 E MPL UPSTART 4884 USD US Coupon 19.589932 19.570287 liz 06/16/22 15:18:24 Expiration Date 10/21/26 10/20/26 liz 06/16/22 15:18:24 94 1166429 E CATB NAKAMA RE PTE LTD USD SG Coupon 4.501588 4.386476 liz 06/16/22 14:11:43 95 1171046 E CATB PUTNAM RE PTE LTD USD SG Coupon 7.251588 7.133921 liz 06/16/22 14:10:58 96 1186197 E TBLM SINGAPORE TREASURY BILL SGD SG SEDOL BMH26Q0 liz 06/16/22 14:27:03 97 1190373 E MUNI KENTUCKY ST PUBLIC ENERGY AUTH GAS SPLY REVENUE USD US Coupon 1.662 1.669 liz 06/16/22 13:26:17 98 1191573 E MUNI LOUISIANA ST GAS & FUELS TAX REVENUE USD US Coupon .983 .99 liz 06/16/22 13:25:12 99 1192231 E MUNI MINNESOTA MUNI GAS AGY COMMODITY SPLY REVENUE USD US Coupon 1.462 1.469 liz 06/16/22 13:25:17 100 1193168 E GNMA GOVT NATL MORTG ASSN USD US Expiration Date 05/01/2052 06/01/2052 liz 06/16/22 14:36:41 101 1200406 E GNMA GOVT NATL MORTG ASSN USD US Expiration Date 05/01/2052 06/01/2052 liz 06/16/22 14:08:04 liz - 06/16/2022 Page : 25 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 102 1200514 E CATB BLACK KITE RE LTD USD HK Coupon 8.633689 8.487929 liz 06/16/22 14:13:47 103 1200852 E AGIF FEDERAL FARM CREDIT BANKS FUNDING CORP USD US Coupon .7 .71 liz 06/16/22 12:51:47 104 1201073 E MUNI SOUTHEAST ENERGY AUTH AL COMMODITY SPLY REVENUE USD US Coupon 2.252 2.259 liz 06/16/22 13:26:09 105 1049513 L PERP TRUIST FINANCIAL CORP USD US Accrual mthd 1 2 liz 06/16/22 14:15:53 Coupon 5.05 4.93086 liz 06/16/22 14:15:53 106 1137988 L CFLT LIBERTY FINANCIAL PTY LTD AUD AU Coupon 4.206452 4.24 liz 06/16/22 14:10:31 107 1150128 L CFLT MACQUARIE BANK LTD AUD AU Coupon 3.306452 3.34 liz 06/16/22 14:10:55 108 1168187 L CFLT COMMONWEALTH BANK OF AUSTRALIA USD AU Coupon .996371 .998572 liz 06/16/22 14:11:42 109 1177981 L CFLT AMPOL LTD AUD AU Coupon 3.5802 5.19 liz 06/16/22 14:12:08 110 1189946 L CFLT NATIONAL AUSTRALIA BANK LTD USD AU Coupon .989248 .991779 liz 06/16/22 14:10:50 111 1128586 N CFLT INDUSTRIAL & COMMERCIAL BANK OF CHINA NEW ZEALAN NZD NZ Coupon 2.6 0 liz 06/16/22 14:34:20 112 1161158 N COPC HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:28:23 113 1161161 N COPC HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:28:39 114 1189788 N CFLT MIZUHO FINANCIAL GROUP INC USD JP Coupon 1.678219 1.684934 liz 06/16/22 14:11:03 115 1198747 N COPC BARCLAYS BANK PLC EUR GB Price Factor 1 krt 06/16/22 12:28:56 116 1198748 N COPC BARCLAYS BANK PLC EUR GB Price Factor 1 krt 06/16/22 12:29:09 117 1200471 N OEMF FRANKLIN CONSERVATIVE ALLOCATION AGE 7 - 8 YEARS USD US Price Factor 1 v7d 06/16/22 13:32:51 liz - 06/16/2022 Page : 26 From : 06/16/22 12:00:05 To : 06/16/22 15:45:01 -------- -------- -------- -------- Changed: Sec type,CUSIP,SEDOL,Market Ticker,ISIN,Accrual mthd,Currency,Expiration Date,Strike Price,Option Style,Conv Prc,Conv Rate,Price Factor,Primary Exchange Par val,Default Ind,Trading Flat,Port Sym,Unit Price Indicator,Issue Prc,Coupon,Hedge Curr Type: All Exclude adds where status changed to A on same day: Y SEC FIELD OLD NEW USER S.NO SM HOLD TYPE ISSUE CURR CNTRY CHANGE VALUE VALUE ID DATE TIME ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 118 1200472 N OEMF FRANKLIN CONSERVATIVE ALLOCATION AGE 7 - 8 YEARS USD US Price Factor 1 v7d 06/16/22 13:34:41 119 1202052 N COPP HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:03:50 120 1202053 N COPP HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:04:02 121 1202054 N COPP HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:04:11 122 1202055 N COPP HSBC BANK PLC USD GB Price Factor 1 krt 06/16/22 12:04:22 TOTAL NUMBER OF SECURITIES : 122 *** END OF REPORT ***